Brokerage Commission

Standard Fees：0.25% on Gross Consideration (min $100)

Subject to negotiation

Stamp duty (Collected by the HKSAR Government)

0.1% of transaction amount

Rounded up to the nearest dollar

Transaction Levy (Collected by the SFC)

0.0027% on Gross consideration

Trading Fee (Collected by the SEHK)

0.00565% on Gross consideration

With effect from 1st January 2023

CCASS Clearing Fee (Collected by the SEHK)

0.002% on Gross consideration

(min $2; max $100)

Financial Reporting Council Transaction

Levy

0.00015% of transaction amount (round

up to the nearest cent)

Physical scrip deposit fee

Handling Charges - Waived
$5 per Transfer Deed (T/D)

Physical scrip withdrawal fee

$17.5 per lot (min $250 per stock)

Settlement instruction - Receive
(via CCASS)

Waived

Settlement instruction – Deliver
(via CCASS)

0.25% on transaction amount
(min $500)

 Based on previous closing price

Investor Settlement instruction –Receive

Waived

Investor Settlement instruction - Deliver

Waived

Compulsory Buy back

$200 per transaction + CCASS default fees 

Based on previous closing price

Multi-counter Eligible Securities
transfer Instruction

$10 per instruction

Scrip fee

$1.5 per lot

Based on the quantity of shares held before book close date

Collection fee of cash dividend

0.5% of dividend amount
(min$20 ; max $10,000)

Collected on payable date

Collection fee of scrip dividend (scrip option in lieu of cash dividend)

0.5% of dividend amount
(min $20; max$10,000)

Collected on payable date

Collection fee of Bonus issue

$2 per lot

Collected on payable date

Collection fee of Rights issue

Waived

Subscription and Excess subscription for Rights, Offers

$100 per request + $0.8 CCASS corporation fee per lot

Consolidation / Spilt

Waived

Fee for privatization, takeover, cash offer,
covered warrant exercise, callable bull /
callable bear exercise etc.
warrants /callable/bull

$50 per request + $0.8 CCASS corporation fee per lot

Handling charges for Unclaimed entitlements

$500 per request + CCASS charges

No refundable of unsuccessful claim

IPO subscription handling charge

IPO margin financing handling charge

$100 for each application

Subject to negotiation

HKD/CNY/USD Cheque payment

Waived

HKD and other currency CHATS handling charges (local transfer)

$150 or dollars equivalent for each application

HKD and other currency Remittance handling charges 

$200 or dollars equivalent for each application

Plus correspondent bank’s charges if applicable

BOC Sub-account handling charges

Waived

Stop Cheque payment

$200 per cheque

Returned Cheque

$200 per cheque

Cash/Custody account overdue interest

Prime rate of HSBC (HK) + 7.5%

Subject to negotiation

Margin account overdue interest

Prime rate of HSBC (HK) + 3%

Subject to negotiation

IPO Margin financing

Subject to negotiation

Custody Fee

Waived

Account balance/ Asset Confirmation

$200 per application

IRD Stamp Duty services

0.05% on transaction amount (min $1,000) per side + Stamp Duty and Bank Charges (if any)

Based on previous closing price or contractual value whichever is higher

Re- issue Daily / Monthly statement

Within 3 months – Waived
For past 3 to 12 months - $50 per statement
For past 1 to 3 years - 100 per statement
For past 3 to 7 years - $500 per statement

AA Stocks Quote Winner (Mainland China)
AA Stocks Quote Winner (HK version)
AA Stocks Mobile Quoting Services
Mobile Quoting Services –Upgraded Version

$248 per month

$390 per month
$228 per month
$318 per month

Refer to the application form for the promotion package

QianLong Streaming Quote (Mainland China)
QianLong Streaming Quote (non Mainland China)

$200 per month

$320 per month

Refer to the application form for the promotion package

Brokerage

0.6% on Gross consideration

(min AUD36)

Subject to negotiation

Collection of Cash dividend

Tax + 0.5% on Gross dividend amount (min AUD8)

Collected on payable date

Bank remittance charges

AUD 80 per transaction

Eligible for Settlement /Dividend in AUD only

Custody Fee

Waived

Brokerage

0.5% on Gross consideration

(min USD35)

Subject to negotiation

Stamp Duty

0.05% on Gross Consideration

Eligible for seller only

Clearing Fee

0.002% on Gross Consideration

Levy

0.00341% on Gross Consideration

China Securities Regulatory
Commission Levy

0.002% on Gross Consideration

Collection of Cash dividend

0.3% on Gross dividend amount

(min USD18)

Collected on payable date

Custody Fee

Waived

Brokerage

0.5% on Gross consideration

(min HKD300)

Subject to negotiation

Stamp Duty

0.05% on Gross Consideration

Eligible for seller only

Clearing Fee

0.002% on Gross Consideration

(max HKD500)

Levy

0.00341% on Gross Consideration

China Securities Regulatory
Commission Levy

0.002% on Gross Consideration

Registered Fees

0.0004% on Gross Consideration

Collection of Cash dividend

0.3% on Gross dividend amount

(min HKD80)

Collected on payable date

Custody Fee

Waived

Brokerage

0.5% on Gross consideration

(min JPY1,500)

Subject to negotiation

Bank remittance charges

JPY6,000 per transaction

Eligible for Settlement /Dividend in JPY only

Custody Fee

Waived

Brokerage

0.25% on Gross consideration

(min CNY80)

Subject to negotiation

Stamp Duty

0.05% on Gross Consideration

Eligible for seller only

Handling Fee

0.00341% on Gross Consideration

Securities Management Fee

0.002% on Gross Consideration

Transfer Fee

0.003% on Gross Consideration

Collection of Cash dividend

0.5% on Gross dividend amount

(min CNY16)

Collected on payable date

Custody Fee

Waived

Brokerage

0.5% on Gross consideration

(min SGD50)

Subject to negotiation

Clearing Fee

0.0325% on Gross consideration

SGX

0.0075% on Gross consideration

Bank remittance charges

SGD100 per transaction

Eligible for Settlement /Dividend in SGD only

Collection of Cash dividend

Tax + 1.3% admin Fee (min SGD5)

Custody Fee

Waived

Brokerage

0.6% on Gross consideration per order (min GBP60)

Subject to negotiation

Clearing

0.5% of Transaction amount

Eligible for buyer only

Other Transaction fees (if applicable)

Including : PTM Levy : Flat rate

GBP 1.00 ( applicable for some U.K. stock with transaction amount more than GBP 10,000 ) Non-CREST settlement fee : Flat rate GBP 50.00

Bank remittance charges

GBP50 per transaction

Eligible for Settlement /Dividend in GBP only

Collection for Cash dividend

Tax + 0.5% on Gross Dividend amount (min GBP 6)

Custody Fee

Waived

Brokerage

0.4% on Gross consideration per order (min USD30)

Subject to negotiation

Trading Fee

0.00278% on Gross consideration

Eligible for seller only

Collection of Cash dividend

Tax + 4% admin Fee (min USD$10)

Custody Fee

Waived

Custodian Fees

0.003% Nominal value per month

(min USD10 or Equ.)

Coupon Interest handling charges

0.5% of interest amount (min USD10, max USD1,000 or Equ.)

Collected on payable date

Bonds transfer in

USD 30 per transaction or Equ.

Bonds transfer out

USD 50 per transaction or Equ.

Bonds redemption / Early redemption

USD 30 per transaction or Equ.

Bonds conversation

USD 60 per transaction + out of pocket charges

Applicable to Transaction of Bonds Listed under Chapter 37 of the Main Board Listing Rules

Subscription Fee

2% - 10%

Subject to negotiation

Redemption Fee

Waive (Individual Fund House may impose redemption fee) + Bank remittance charges

Switching Fee

1% - 5%

Management Fee

Refer to Fund Fact Sheet

Transfer in

Waived

Transfer out

HKD300 per transaction